DOL Fiduciary Rule and your 401(k)

Employers: Have questions about how the DOL Fiduciary rule will affect your employer retirement plan? Join us for a free lunch and get answers.

When & Where

March 22, 2018 from 12:00 PM to 1:15 PM


Midstate College, Room 200, 411 W. Northmoor Road, Peoria


The DOL Fiduciary Rule: Where Are We Now?
What does it mean to be a 401(k) Fiduciary?
Can I be personally liable for my employer retirement plan?
How does my plan compare to those at other companies?
How do I prepare for a DOL audit?

Retirement plans are a critical tool for employers to attract and retain quality employees. Unfortunately, these plans continue to become more complicated year after year.  The employer's fiduciary responsibility continues to be in the spotlight from DOL audits, class action lawsuits, updates to regulations, and now the DOL Fiduciary rule.

We'll help answer your questions and give you a solution to make the entire process much easier.

Our featured speaker is Nathan White, Accredited Investment Fiduciary and Certified Plan Fiduciary Advisor. 

Call us to RSVP for this Lunch & Learn today! 


235 Everett St.
PO Box 2528
East Peoria, IL 61611


This seminar is designed for business owners or human resources personnel in charge of an employer-sponsored retirement plan. You may RSVP for more than one person in your company.
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Information provided by Registered Representatives of Midwestern Securities Trading Company, LLC is neither tax nor legal advice. Investors should speak to their tax professionals for specific information regarding their individual tax situations. Securities, Insurance, and Investment Advisory Services are offered through Midwestern Securities Trading Company, LLC (MSTC). Member FINRA/SIPC. MSTC and JGA are affiliated.

Check the backgrounds of these investment professionals on FINRA's BrokerCheck.

These materials are provided for general information and educational purposes based upon publicly available information from sources believed to be reliable—we cannot assure the accuracy or completeness of these materials. The information in these materials may change at any time and without notice.

This communication is strictly intended for individuals residing in the state(s) of IL. No offers may be made or accepted from any resident outside the specific states referenced.